Who We Are


T&G Private Capital LLC facilitates Investment Banking transactions in mergers, acquisitions and capital raising. We customize services and resources for Finders, Third Party Marketers and/or Issuers to engage in their capital raising activities in the U.S. in a regulatory compliant manner. Our experienced compliance, finance and legal team manages all regulatory aspects of deal transactions and provides the majority of the necessary documentation to successfully execute the deal.  

T&G Private Capital LLC is a wholly owned affiliate of Taylor & Gray LLC.  For more information, please go to www.taylorgrayllc.com.


Micah A. Taylor, ESQ.


With over 25 years of experience in the securities industry, Micah has cultivated strong relationships with the regulatory bodies working on behalf of numerous foreign and domestic financial firms including Hedge Funds, Private Equity firms and Broker-Dealers.  His proficiency with FINRA, SEC and NFA protocols make him well-positioned to approach compliance from a pro-active as well as a preventative stance; his expertise on regulatory rules allows him to efficiently negotiate an optimal resolution to any issue that may arise. Micah holds S7 and S79TO licenses.




Clarke is respected as a hands-on Financial, Operations, and Administrative Executive with a depth of knowledge in trading as well as a comprehensive understanding of operational controls and financial reporting.  His expertise in public and private regulatory compliance encompasses technical financial and tax requirements. Clarke's leadership and management skills enable him to adroitly interact with regulators, investors, boards and other key constituencies. Clarke holds S3, S7, S24, and S27 licenses.


Amy root

Accounting & Finance

Amy brings a wealth of experience and expertise from her career in international bank supervision at the Federal Reserve Bank of New York. Active in local public schools, she is currently an elected member of her town's Board of Education and works on contract negotiations, curriculum and policy review, and strategic planning for the district.  


Compliance Consulting

Gloria brings over 20 years in securities regulatory compliance and operations along with senior officer designations at U.S. investment banking and brokerage firms. Her Wall Street career began in early 1981 as Director of Public Relations for Sanford C. Bernstein & Co. Gloria holds S4, S7, S12, S14, S24, S27, S52, S53, S57, S63 and S99 licenses. 



Compliance Consulting

Vivian has nearly 30 years of experience in the financial services industry, primarily in Equity Capital Markets and, more recently, establishing and maintaining regulatory compliance practices and conducting due diligence and corporate finance activities at start-ups and micro-cap companies. Vivian holds S7, S24, S63, S79, S87, and S99 licenses.